Birkeland-Corro v Tudor-Stack [2005] NTSC 23
PARTIES: BIRKELAND-CORRO, Emma
v
TUDOR-STACK, Paul
TITLE OF COURT: SUPREME COURT OF THE NORTHERN TERRITORY
JURISDICTION: SUPREME COURT OF THE TERRITORY EXERCISING APPELLATE JURISDICTION
FILE NO: JA 16 of 2003 (20207651)
DELIVERED: 20 May 2005
HEARING DATES: 20 April 2005
JUDGMENT OF: MARTIN (BR) CJ
CATCHWORDS:
CRIMINAL LAW
Appeal – Justices Appeal – appeal against conviction – committal
proceeding – application for summary hearing – contempt of court –
arrest of appellant – procedural fairness – miscarriage of justice –
duty to unrepresented defendant – jurisdiction – appeal allowed.
Justices Act 1928 (NT), s4, s101, s105A, s106, s106A, s109, s121A, s131A-E and s 131B; Criminal Code (NT), s3, s188(2) and s298(1); Interpretation Act (NT), s38E.
MacPherson v The Queen (1981) 147 CLR 512 (pp 524, 534, 547),
followed.
R v White (2003) 7 VR 442 (p 451), applied.
Haymon v Deland (1992) 111 FLR 62, Salmon v Chute (1994) 94 NTR 1,
considered.
REPRESENTATION:
Counsel:
Appellant: I Rowbottom pro bono
Respondent: D Lewis
Solicitors:
Appellant: Withnall Maley
Respondent: Office of the Director of Public Prosecutions
Judgment category classification: A
Judgment ID Number: Mar0508
Number of pages: 43
IN THE SUPREME COURT
OF THE NORTHERN TERRITORY
OF AUSTRALIA
AT DARWIN
Birkeland-Corro v Tudor Stack [2005] NTSC 23
No. JA 16 of 2003 (20207651)
BETWEEN:
EMMA BIRKELAND-CORRO
Appellant
AND:
TUDOR-STACK
Respondent
CORAM: MARTIN (BR) CJ
REASONS FOR JUDGMENT
(Delivered 20 May 2005)
Introduction
[1] This is an appeal against a conviction for aggravated assault
contrary to s188(2) of the Criminal Code recorded by a Magistrate on 6
December 2002. A sentence of three months imprisonment was imposed and
suspended forthwith.
[2] The appellant was charged on information with unlawful assault
involving a circumstance of aggravation, namely, that the victim of the
assault suffered bodily harm. In essence it was the prosecution case
that on 14 May 2002 the appellant was one of a group of people who
entered the Chamber of the Legislative Assembly while the Assembly was
in session. The victim of the alleged assault was a security officer. As
the victim was removing a male person from the Chamber, the appellant
jumped onto the victim’s back causing him to fall to the ground. A
second security officer removed the appellant from the back of the
victim.
[3] According to the prosecution evidence, as a consequence of the
assault the victim sustained strained muscles in his lower back and a
swollen knee. He experienced pain for which he took Panadol over about
three days. He was on light duties for a week.
Proceedings before the Magistrate
[4] It is necessary to set out the sequence of events in some detail.
On 1 November 2002 the matter was listed for what was described as a
“committal hearing” commencing 6 December 2002. At a conference on 29
November 2002 the appellant advised a different Magistrate that she was
ready for the committal hearing to commence on 6 December 2002, but not
to call witnesses that day. The learned Magistrate advised the appellant
that she could apply to the Magistrate hearing the proceedings for an
adjournment at the end of the prosecution case. His Worship informed
the appellant that one reason why the case might be adjourned was that
her friends could be witnesses and it might embarrass those persons in
their defence to the charge of disturbing the Legislative Assembly if
they were to give evidence in the appellant’s proceedings.
[5] At the outset of the hearing on 6 December 2002 the prosecutor
advised the learned Magistrate that the matter was proceeding as a
“committal”. The appellant commenced making a submission that the
proceedings were tainted by problems of bias and denial of natural
justice, but after a few words the Magistrate cut the appellant off and
declined to hear the submission. The appellant made it plain that she
wanted the hearing adjourned until she had presented her submission and
the matters raised in her submission had been investigated. The
prosecutor responded by stating that he was ready to proceed. He also
indicated he did not expect to finish that day and the matter would
almost certainly be part heard to a date in the future. The Magistrate
then stated that he would deal with the matter as an “oral committal”.
[6] The Magistrate invited the appellant to put a submission as to
whether the matter should proceed on that day “by way of oral
committal”. The appellant said that her written submissions explained
why she was not prepared to take part in the hearing because she was
being railroaded and denied natural justice. She spoke of new evidence
which had been obtained over the last few days. Unfortunately, the
Magistrate did not give the appellant a reasonable opportunity to
explain her position. Nor was the appellant able to explain the nature
of the “new evidence”. His Worship cut across the submission:
“HIS WORSHIP: Madam, if you wish to absent yourself from this
courtroom, and you refuse to take part in the proceedings, you can do
that. I certainly shan’t stop you, but I’ll proceed in your absence by
virtue of s 361 of the Criminal Code.
APPELLANT: Well, sir, if you’re not prepared to hear my submission,
then, yes, I will make myself absent.
HIS WORSHIP: That isn’t what I said to you. I said to you that if you
didn’t wish to participate in the proceeding, you could leave.”
[7] Prior to the Magistrate’s interruption the appellant had not given
any indication of an intention to absent herself from the hearing.
Presumably the Magistrate’s advice that the appellant could absent
herself was based on the appellant’s comment that her written
submissions explained why she was not prepared to take part in the
hearing. That advice is significant in view of events a few moments
later.
[8] The appellant repeated that she wanted to make a submission and
started to speak of the rules of natural justice. The Magistrate again
interrupted to refer back to the appearance before another Magistrate on
29 November 2002. The appellant attempted to explain that one of the
reasons she needed the adjournment was that the “hearing of witnesses in
this case is going to prejudice my trial for the Parliament invasion,
which I think’s in February.” His Worship responded that the case
before him had nothing to do with the Parliamentary invasion. It
appears that his Worship may not have appreciated that the offence
before him was alleged to have occurred during the “invasion” of
Parliament and that he misunderstood the problem that could arise if
witnesses were required to give evidence before his Worship of events
that were to be the subject of a later trial.
[9] Without hearing more than a few words, and without any knowledge as
to the essence of the appellant’s submission, the Magistrate refused the
application to adjourn the proceedings. In doing so, his Worship said:
“There is no, in my contemplation, prospect of you suffering any
prejudice by dealing with this matter now. In the circumstances, I
propose to proceed with an oral committal. That will necessitate the
charge being put to you. Now you said something about if the matter was
to proceed, you didn’t want to be heard or something.”
[10] The appellant responded by saying she was not going to participate
in the proceeding.
[11] I pause in the sequence of events to make the following
observations. The appellant was unrepresented. She had attempted to make
a submission directed to her position that the proceedings should be
adjourned. As events transpired, the appellant was referring to a
written submission that was subsequently tendered before the Magistrate.
That written submission comprised a general attack upon the police and
the judicial system and contained allegations about the conduct of
named persons. The submission, if it had been given, would inevitably
have been rejected. But that is not to the point. The Magistrate did
not permit the appellant to present sufficient of her submission to
enable his Worship properly to make a reasoned judgment that the
submission was irrelevant.
[12] From the perspective of the appellant, the Magistrate had refused
to hear even the essence of her submission. His Worship made no attempt
to explain to the appellant why her submission was irrelevant nor to
explain the nature of an “oral committal”. There was nothing in the
material before his Worship or the exchanges between his Worship and the
appellant which could reasonably have led to the view that the
appellant fully understood the procedures and her rights with respect to
the proceedings generally.
[13] I return to the sequence of events. The appellant having responded
to the Magistrate’s question by saying that she was not going to
participate in the proceedings, his Worship responded as follows:
“Yes, very well. Well then, that’s your choice.
Sergeant, the only provision I can conceive of which, in the
circumstances, assists is s 361 of the Criminal Code.”
[14] The mention of s 361 by the Magistrate introduced a short
discussion between his Worship and the prosecutor about the possibility
of arresting the appellant and taking her into custody. This exchange
occurred notwithstanding that a few moments earlier the Magistrate had
specifically advised the appellant that he “certainly” would not stop
her if she refused to take part in the proceedings and absented herself
from the courtroom.
[15] The Magistrate did not address any remarks to the appellant by way
of explanation of the brief exchange that occurred between his Worship
and the prosecutor about the possibility of taking the appellant into
custody. No attempt was made to explain that the situation had changed
from the earlier statement of the Magistrate that the appellant could
decline to participate and leave the courtroom. No hint was given to the
appellant that by indicating she was not prepared to participate in the
proceedings, she might be taken into custody.
[16] The brief exchange concluded with an offer by the Magistrate to
leave the bench and a request by the prosecutor for a few minutes to
seek the advice of more experienced counsel. After observing that the
prosecutor might, in the absence of the Magistrate, be able to “get some
common sense into the matter”, his Worship informed the appellant that
“one way or another, young lady, this matter will proceed, in my
perception.” The appellant then attempted to speak to the Magistrate.
The transcript records that she managed to say “Sir, if I can … ” before
his Worship again interrupted with the following observation:
“You can make it difficult, but you can’t make it impossible. It’s my
view that you are best served by allowing the oral committal to go
ahead. You can argue if – subsequent to the conclusion of the
proceeding, you can argue before a Superior Court, if you wish, that
there’s bias or whatever else you want to argue.
An oral committal is not a trial, it’s an administrative proceeding.”
[17] After an adjournment, the length of which is not recorded in the
transcript, the discussion between the Magistrate and the prosecutor
continued. The prosecutor submitted that it was necessary for the
proceedings to be conducted within the hearing of the appellant. The
Magistrate observed that although the appellant was not on bail, the
only way he could secure her attendance was to remand her in custody
“and then she’ll be coerced into staying here”. Again, the appellant was
not involved in the discussion. She was not advised of the action being
contemplated nor of any reason for such action.
Application for Summary Hearing – Arrest of Appellant
[18] During this discussion, for the first time, the prosecutor changed
his position about the nature of the proceedings and submitted that the
Magistrate should proceed to hear the matter summarily. A discussion
followed in which the prosecutor submitted that the consent of the
appellant was not required. At the conclusion of the discussion the
Magistrate remarked to the prosecutor that before he dealt with the
application to proceed with the matter by way of summary hearing it was
necessary to hear from the appellant.
[19] Before asking the appellant to respond to the prosecutor’s
application, the Magistrate should have carefully explained the nature
of the application and its consequences. His Worship should have ensured
that the appellant understood the nature of the change in the hearing
if the application was granted, the consequences of proceeding with a
summary hearing and her rights in such a hearing. Instead of a careful
explanation, the following exchange then took place between the
Magistrate and the appellant:
“HIS WORSHIP: Now, Ms Birkeland-Corro, I ask you whether you are now
going to participate in and respond to me in relation to the proceeding
which the prosecution has indicated it intends to pursue?
MS BIRKELAND-CORRO: Are you going to hear my submission, sir?
HIS WORSHIP: You answer my question, will you?
MS BIRKELAND-CORRO: It depends on what your answer is.
HIS WORSHIP: Will you answer my question?
MS BIRKELAND-CORRO: Are you going to hear my submission or not?
HIS WORSHIP: I will only ask you one more time to respond, and I think
you should listen, young lady: if ---
MS BIRKELAND-CORRO: I’m not a young lady, sir, I’m a person before the
court. Are you going ---
HIS WORSHIP: When I next ask you ---
MS BIRKELAND-CORRO: --- to hear my submission or not?
HIS WORSHIP: When I next ask you for your response, if you give me the
same answer I shall charge you with contempt of court. Now, I ask you to
tell me whether you are going to participate in this proceeding or not?
MS BIRKELAND-CORRO: I’m not going to participate.
HIS WORSHIP: I direct that the defendant be arrested and I remand the
defendant in custody. I shall come back at half past 11 and I will hear
the matter to its conclusion with or without the co-operation of the
defendant.
ADJOURNED”
[20] The appellant was arrested and remained in custody for the balance
of the proceedings.
[21] A number of unsatisfactory features of this part of the
proceedings are readily apparent. First, as I have said, the prosecutor
having changed his position and sought a summary hearing, no attempt was
made by the Magistrate to explain to the appellant what the application
meant. His Worship was not entitled to assume that the appellant
possessed any meaningful understanding of the nature of the application
and its consequences.
[22] Secondly, the background of events that day is relevant. The
appellant had come to the court expecting a hearing by way of “oral
committal” and the Magistrate had confirmed that the hearing would
proceed in that way. After being denied the opportunity of presenting a
submission she wished to advance, the appellant was told she could
decline to participate and absent herself, but that advice was followed
by a discussion between the Magistrate and the prosecutor in which the
appellant did not participate concerning the possibility of arresting
the appellant and taking the appellant into custody. No explanation was
given to the appellant as to why there was talk of taking her into
custody. From the perspective of the appellant, immediately following
talk of taking her to custody, again without explanation to her, there
was discussion of an entirely different topic, namely, a summary
hearing. Rather than being provided with an explanation as to the nature
of the application by the prosecutor and its consequences, the
appellant was then faced with a question as to whether she was going to
participate in and respond to the Magistrate “in relation to the
proceeding which the prosecution has indicated it intends to pursue”.
Unfortunately, the Magistrate had not explained to the appellant
anything about “the proceeding which the prosecution has indicated it
intends to pursue.” There is no material before the Court to indicate
that the appellant had any understanding of the nature of the
proceedings being suggested or the consequences of the change in the
nature of the proceedings.
[23] It is against that background that the terse exchange occurred
which concluded with the arrest of the appellant. That exchange began
with the Magistrate asking the appellant whether she would now
participate in and respond to his Worship in relation to the
proceedings. The respondent replied by asking his Worship whether he
would hear her submission. After a second occasion when the respondent
replied in the same way, his Worship warned the appellant that if she
again gave the same answer to his question he would charge her with
“contempt of court”. No explanation was given to the appellant as to the
implications or consequences of being charged with contempt of court.
In particular, the Magistrate did not advise the appellant that if he
charged her with contempt of court she might be arrested and taken into
custody.
[24] In the light of what followed, it must be borne in mind that the
“same answer” which the Magistrate warned would result in a charge of
contempt of court was a response to his Worship’s question by asking
again whether his Worship would hear the submission.
[25] The warning having been given, the specific question that was
asked of the appellant was whether she was going to participate in the
proceedings or not. The appellant gave a direct and responsive answer.
She said she was not going to participate. The appellant did not commit
the contempt of court about which his Worship had warned her. She did
not respond by asking again whether his Worship would hear her
submission.
[26] Notwithstanding that the appellant did not commit the contempt
about which she had been warned, and notwithstanding that the appellant
responded directly to the question with a responsive answer, the
Magistrate directed that the appellant be arrested.
[27] The Magistrate did not give any reason for directing that the
appellant be arrested. His Worship could not have been exercising a
power to arrest the appellant by reason of the contempt about which he
had warned her. She had not committed such a contempt.
[28] It was not a contempt of court for the appellant, in response to
the Magistrate’s question, to respond that she would not participate in
the proceedings. It was not a contempt to decline to participate.
Against the background to which I have referred, it is difficult to
avoid the conclusion that the Magistrate directed the arrest of the
appellant because she might in the future absent herself from the
courtroom and thereby disrupt the continuation of the proceedings.
[29] As to the possibility of the appellant absenting herself, the
passage I have earlier cited demonstrates that it was the Magistrate who
first raised the possibility of the appellant absenting herself from
the courtroom. The appellant had stated that she was not prepared to
take part in the proceedings because she was being denied natural
justice. In response, it was the Magistrate who first mentioned the
question of the appellant absenting herself from the courtroom when he
advised the appellant that she was entitled to absent herself and he
would not stop her. It was in answer to that advice from the Magistrate
that the appellant said that if his Worship was not prepared to hear her
submission she would absent herself.
[30] Apart from the first mention of absenting herself to which I have
referred, the appellant did not display any indication of an intention
to absent herself. Notwithstanding the initial indication that she would
absent herself, when the Magistrate subsequently adjourned to enable
the prosecutor to seek advice, the appellant did not absent herself.
When the issue of taking the appellant into custody was discussed, the
appellant was not asked whether she would remain in the courtroom for
the duration of the proceedings even if she was not participating.
[31] As I have said, there was a complete failure to provide the
appellant with appropriate explanations. The direction to arrest came
without warning or explanation. It came against the background of the
specific advice given a few moments earlier that the appellant was at
liberty not to participate and to absent herself and it came without
informing the appellant of a change in that position. The appellant was
not warned that if she indicated an intention not to participate in the
proceedings she would be arrested and deprived of her liberty. The
appellant was not advised of the reason for her arrest and was not
offered the opportunity of taking the necessary steps to secure her
release from custody. At no time did the Magistrate offer the appellant
the opportunity of obtaining legal advice or assistance.
[32] A citizen, including a litigant before a court, should not be
deprived of their liberty other than in accordance with the law and, in
the circumstances under consideration, after being afforded procedural
fairness. Leaving aside the question of when the power of a Magistrate
to direct that a defendant be arrested is enlivened and the limits of
that power which it is unnecessary to discuss, the course followed was
highly undesirable. The Magistrate failed to observe the fundamental
requirements of procedural fairness.
Summary Hearing
[33] I return to the sequence of events. After the arrest of the
appellant, the court adjourned for what appears to be a relatively short
period. The prosecutor then outlined the allegations against the
appellant. Again without giving any explanation to the appellant, his
Worship asked the appellant whether she wished to say anything “in
relation to the application made by the prosecution for the matter to be
heard summarily”. The appellant responded that she was not
participating following which His Worship specifically stated that he
determined the matter should proceed summarily. His Worship made that
decision without explaining to the appellant the change in the nature of
the proceedings and without hearing further from her concerning the
unavailability of witnesses that she wished to call. The appellant was
not asked whether she wished to seek legal advice.
[34] The matter proceeded as if it was a summary hearing. The appellant
was called upon the plead. She declined saying she was not
participating. The Magistrate recorded pleas of not guilty to the charge
of unlawful assault and to the circumstance of aggravation. The
prosecutor called the victim and another security officer who identified
the appellant as the person who had jumped onto the back of the victim.
[35] When asked whether she wished to cross-examine the victim, the
appellant declined saying she was not cooperating. The Magistrate
advised the appellant that if the witness’s evidence was accepted
without qualification, there would at least be a “prima facie” case made
out against the appellant as to the offence of aggravated assault. His
Worship added:
“If you fail to ask any questions which have the effect of changing the
witness’s evidence, the consequences must be obvious to you, but, if
there’re not, his evidence will be accepted without qualification.”
[36] The appellant confirmed that she was not participating. The
prosecutor then called the second witness and, at that time, the
Magistrate advised the appellant that if he found the appellant guilty
and convicted her he had the power to sentence her to gaol for up to two
years. This was the first occasion on which his Worship gave any advice
to the appellant of the serious consequences that might follow a
conviction. The appellant indicated she understood, but repeated that
she was not cooperating.
[37] At the conclusion of the evidence of the second witness, the
appellant again confirmed that she was not cooperating and did not wish
to cross-examine. The prosecutor closed his case and the Magistrate
asked the appellant if she wished to say anything apart from referring
to her written submission. The appellant responded in the negative. His
Worship then addressed the following remarks to the appellant:
“You now have the opportunity, if you wish, to do several things. You
may, if you wish, submit that there is no case to answer. I would
counsel you against such a course because it isn’t in the remotest
concept, that I can imagine, possible that you would succeed.
You can give evidence on your own behalf, in which case you’ll be
required either to take an oath or an affirmation and you’ll then give
evidence and be subject to cross-examination. You may, after that, if
you choose that course, call any evidence in aid of your defence.
What do you want to do?”
[38] The appellant indicated she wished to make a submission that there
was no case to answer because of bias and denial of natural justice. His
Worship declined to hear that submission because it was not directed to
whether the prosecution had made out the elements of the offence. Asked
if she wished to make a submission “on a logical and relevant basis in
respect of a no case submission”, the appellant responded that her
submission based on bias and denial of natural justice was the only
submission she wished to make.
[39] The Magistrate then asked the appellant if she wished to give
evidence. The appellant responded that she would “like to make this
submission”. An exchange between the Magistrate and the prosecutor
followed which led to the extraordinary decision of his Worship to
require that the appellant take an oath or affirmation in order to
present the submission:
“HIS WORSHIP: Sergeant, is it the procedure that she should simply make
those submissions or give her evidence from where she sits, or do I have
to actually put her in the witness box?
MR THOMAS: If it’s only a submission, Your Worship, I don’t mind if the
defendant stays where she is.
HIS WORSHIP: Well, I’d have to at least attempt to administer an oath.
I’m not sure what the consequences will be.
MR THOMAS: I’m not sure she wants to give evidence.
HIS WORSHIP: Well, even in relation to submissions, I don’t propose to
hear them without her taking an oath. If she refuses to take an oath or
an affirmation, I’ll consider my position.
MR THOMAS: If she’s going to be sworn, Your Worship, I think the normal
practice is she should go into the witness box.
HIS WORSHIP: Well, prison officer, can you please take the defendant to
the witness box?”
[40] The decision of the Magistrate to direct that the appellant be
sworn or take an affirmation is discussed further later in these reasons.
[41] The appellant then took an affirmation. She presented a document
to the Magistrate as her submission and indicated that there was nothing
else she wished to say. The submission was marked as an exhibit and his
Worship advised the appellant in the following terms:
“Once I and the prosecutor have read it, the prosecutor’s entitled to
cross-examine you. What you do when he makes that election is a matter
for you. I simply refer again to what I’ve said before: if you refuse to
allow cross-examination by the prosecutor, then the consequences of
doing that will obviously be reflected in the disposition in due course.
I think you should consider your position, which I think is the fourth
time I’ve told you that.”
[42] After the Magistrate had read the submission, the following
exchange occurred between the Magistrate and the appellant:
“HIS WORSHIP: Ms Birkeland-Corro, when I asked you before whether you
wanted to say anything or lead any evidence other than this document,
you said no. I have read this document and I wish to point out to you
that the document does not in any objective, logical or legal way, put
in issue, attack, the allegations that have been made against you which
are central to the elements of whether or not you have committed an
aggravated assault. There’s nothing in here which controverts the
evidence of Wigmore or McCormick. In the circumstances, do you still
wish to add nothing to this document?
A. No.”
[43] The Magistrate then invited the prosecutor to cross-examine. The
prosecutor commenced a cross-examination plainly aimed at the merits of
the case. In substance, the appellant challenged the relevance of the
questioning. When told by the Magistrate to answer the question, the
appellant responded that she was not cooperating except by putting the
submission. Asked by the Magistrate whether she was going to refuse to
answer questions, the respondent replied in the affirmative. His Worship
observed:
“In the circumstances I simply record that your cross-examination was
utterly obfuscated and I pass on to the next stage.”
[44] The Magistrate then advised the appellant in the following terms:
“All I can say, Ms Birkeland-Corro, is that your so-called legal advice
is so wanting in any aspect of legal advice, it’s criminally stupid for
you to have accepted it.”
[45] A brief exchange followed during which the Magistrate asked the
appellant whether she wished to call any witnesses either as to the
events or as to her character. The appellant responded in the negative
and stated that she was not cooperating. She also declined to make
submissions as to whether she should be found guilty.
[46] The Magistrate heard submissions from the prosecutor and found
that the elements of the charge were proven. In the course of brief
remarks his Worship referred to the written submission tendered by the
appellant in the following terms:
“In so far as the evidence – if it can be graced with that description
– of the defendant is concerned, and despite warnings to her that after
reading it the document didn’t constitute evidence controverting any of
witnesses called by the prosecution, in so far as that document is
concerned, it’s a diatribe of irrelevancy which has no bearing on the
matter before me.”
[47] In my opinion, the Magistrate was correct in rejecting as
irrelevant the written submission advanced by the appellant. As I have
said the submission contained general allegations concerning police
conduct and the legal system generally in the Northern Territory. The
allegations were irrelevant to the issues before the Magistrate. Having
properly rejected as irrelevant assertions that the Northern Territory
police generally had failed to comply with principles of natural justice
or procedural fairness, his Worship added the following remarks:
“The proceeding before this Court has, in my finding and perception,
been an example of natural justice exhibited to and dispensed to someone
largely undeserving of the several opportunities which were declined.
In the circumstances, I find the defendant guilty of the offence as
charged.”
Errors
[48] The Magistrate’s perception that the proceedings before him had
“been an example of natural justice exhibited to and dispensed to” the
appellant was misconceived. I have been driven to the conclusion that
the proceedings were riddled with significant errors, many of which in
themselves are sufficient to constitute a miscarriage of justice.
[49] The appellant was unrepresented. At the outset of the proceedings
she sought to read a submission to the Magistrate that the proceedings
were attended by bias and a denial of natural justice. Rather than
permit the appellant to identify at least the essence of her submission,
which would have demonstrated to his Worship the irrelevancy of that
submission and which would have given his Worship an opportunity to
explain to the appellant why the submission was irrelevant, his Worship
declined to hear the submission without any explanation to the
appellant. From the outset the proceedings were attended by an approach
of the Magistrate which was not conducive to the fair conduct of the
proceedings in circumstances where the appellant was unrepresented.
[50] Next, the Magistrate failed to explain the nature of the
proceedings in any meaningful manner. His Worship’s invitation to the
appellant to put a submission as to whether the matter should proceed
that day by way of oral committal was meaningless in the absence of some
material before the Magistrate demonstrating that the appellant
understood the nature and purpose of an oral committal. Similarly, a
later observation by his Worship that an oral committal is an
administrative proceeding and not a trial lacked any significance in the
absence of an understanding by the appellant of the difference between
an oral committal and a trial.
[51] Unfortunately, the events that followed did not amount to an
improvement on the unsatisfactory way in which the proceedings had
commenced. I have already dealt with the absence of explanations in the
context of discussions concerning taking the appellant into custody and
with the circumstances in which the appellant was arrested. I have also
dealt with the failure to explain the change in the nature of the
proceedings from an oral committal to a summary hearing. That failure
was a fundamental flaw in the proceedings. In that context the
Magistrate erred in failing to address again the question of the
availability of the appellant’s witnesses. The unavailability of
witnesses assumed a different significance once the proceedings had been
converted from an oral committal to a summary hearing. In the context
of that conversion, the Magistrate also erred in failing to invite the
appellant to consider whether she wished to seek legal advice.
Submission from Witness Box
[52] I return to what I described as the extraordinary decision of the
Magistrate to require that the appellant take an oath or affirmation in
order to present her submission at the conclusion of the prosecution
evidence.
[53] As misconceived as the written submission was, the appellant was
entitled at the conclusion of the prosecution case to make a submission
from the bar table in the same way as counsel. The appellant did not
give any hint that she wanted to give evidence. She plainly stated that
she wanted to make a submission. Notwithstanding that the Magistrate had
peremptorily cut off the appellant from making the submission earlier
in the proceedings, enough had been said to demonstrate that the
submission related to claims of bias and denial of natural justice. It
was readily apparent that the submission was not directed to the
evidence directly bearing upon the guilt or otherwise of the appellant.
At the least the Magistrate should have perused the written submission
in order to determine whether it was a “submission” or more in the
nature of evidence.
[54] The transcript discloses that yet again the Magistrate and the
prosecutor had a discussion without involving the appellant. The
Magistrate did not make any attempt to explain to the appellant the
nature of the issue that he was considering or the alternatives that
were available to the appellant. His Worship did not offer the appellant
the opportunity of presenting any submissions directed to the issue
whether his Worship should hear or read the written submission without
requiring that the appellant take an oath or affirmation. The
Magistrate reached his decision to require the appellant to take an oath
or affirmation in order to present the submission notwithstanding that
the prosecutor commented that if it was only a submission the appellant
could stay “where she was” and notwithstanding the further observation
of the prosecutor that he was not sure that the appellant wanted to
give evidence. At the conclusion of the discussion, and without any
explanation to the appellant, his Worship simply directed a prisoner
officer to take the appellant into the witness box.
[55] In substance, the appellant was compelled to enter the witness
box. She was in custody. Having regard to the conduct and attitude of
the Magistrate throughout the proceedings, the content of the discussion
between the Magistrate and the prosecutor and the absence of any
remarks addressed to the appellant, coupled with the direction to the
prison officer to take the appellant into the witness box, the strong
impression of compulsion is irresistible.
[56] No explanation was given to the appellant that by entering the
witness box and taking an affirmation she would render herself liable to
cross-examination by the prosecutor about the events that were the
subject of the charge. Against the background of advice given by the
Magistrate to the appellant at the conclusion of the prosecution case
that she was entitled to make a submission of no case to answer or to
give evidence on her own behalf and the appellant’s response that she
wanted to make a submission that there was no case to answer, by
requiring the appellant to enter the witness box in order to present the
submission the clear impression was conveyed to the appellant that she
was taking an affirmation solely for the purpose of presenting the
submission.
[57] The Magistrate did not possess any power to require the appellant
to enter the witness box for the purpose of presenting the submission.
The course followed was entirely inappropriate.
Duty to Unrepresented Defendant
[58] The fundamental duty of a Magistrate or Judge conducting a trial
in which a defendant is unrepresented is to ensure that the defendant
receives a fair trial. As Gibbs CJ and Wilson J observed in a joint
judgment in MacPherson v The Queen (1981) 147 CLR 512 at 524:
“There is no limited category of matters regarding which a Judge must
advise an unrepresented accused – the Judge must give an unrepresented
accused such information as is necessary to enable him to have a fair
trial. And although no doubt some accused persons refuse the offer of
legal representation for tactical reasons, an accused does not become
disentitled to a fair trial because he has declined, and even perversely
declined, an offer of legal assistance.”
[59] Mason J expressed the same view in the following passage (534):
“Giving full weight to the adversary character of a criminal trial and
the difficulties of advising an accused who is not represented, I
nevertheless consider that the trial Judge is bound to ensure that an
accused person has a fair trial. To that end he is under a duty to give
the accused such information and advice as is necessary to ensure that
he has a fair trial.”
[60] Brennan J made the following observation (547):
“Whether any and what advice should be given to an accused depends upon
the circumstances of the particular case and of the particular accused.
What can be said that if it is necessary to give any advice, the
necessity arises from the judge’s duty to ensure that the trial is fair.
That duty does not require, indeed it is inconsistent with, advising an
accused how to conduct his case; but it may require advise to an
accused as to his rights in order that he may determine how to conduct
the case.”
[61] In R v White (2003) 7 VR 442 the Victorian Court of Appeal
discussed the obligations of a trial Judge in the context of evidence
led by an unrepresented accused of his past criminal activities. Chernov
JA referred to the duty of the Judge to ensure that the accused is
fully aware of the legal position in relation to the substantive and
procedural aspects of the case. Citing MacPherson his Honour said that
the High Court:
“emphasised the obligation of the trial Judge to ensure that the
unrepresented accused is fully aware of the legal and procedural options
that are open to him or her in the conduct of the defence.” (457)
[62] The fundamental principles to which I have referred are directly
applicable to the duty of a Magistrate to ensure that an unrepresented
defendant receives a fair trial. What is required will depend upon the
circumstances of the individual case and particular defendant. The duty
imposed upon a presiding judicial officer to ensure that the fundamental
requirements of a fair trial are met is an onerous duty, particularly
if the unrepresented defendant behaves in an uncooperative manner.
While it is readily understandable that judicial officers faced with
difficult or recalcitrant defendants might become impatient, the
behaviour of a defendant and the impatience that follows must not
deflect the judicial officer from that fundamental duty of ensuring that
appropriate explanations and opportunities are afforded to the
unrepresented defendant which will ensure that the trial is fair. The
Magistrate failed in a number of respects to carry out these fundamental
obligations.
Jurisdiction
[63] Independently of the fundamental flaws in the proceedings to which
I have referred, it is necessary to consider whether the Magistrate had
jurisdiction to convert the proceedings from an “oral committal”
(identified in the Justices Act as a preliminary examination) to a
summary hearing. Both counsel argued that the Magistrate erred in
purporting to proceed with a summary hearing without first conducting a
preliminary examination and forming relevant opinions based on
prosecution evidence presented at such an examination.
[64] In this context regard must be had to the scheme of the Justices
Act (“the Act”) in connection with “indictable offences”. Section 101 of
the Act provides that an information made be laid before a Justice
where a person is suspected of having committed “any treason, felony, or
indictable misdemeanour, or other indictable offence whatsoever, within
the Territory …”. There is no definition of “indictable offence”, but s
3(1) of the Criminal Code identifies offences of three kinds, namely,
crimes, simple offences and regulatory offences. While there is no
definition of “crime” in the Code or the Act, s 38E of the
Interpretation Act provides that where the penalty for an offence is a
period of imprisonment of more than two years, the offence is a crime.
Section 3(4) of the Code states that an offence not otherwise designated
is a simple offence.
[65] Section 3(2) of the Code provides as follows:
“(2) A person charged with a crime cannot, unless otherwise stated, be
prosecuted or found guilty except upon indictment.”
[66] Section 298(1) of the Code requires that where it is intended to
put a person on trial for a crime for which the person has been
committed for trial, “the charge is to be reduced to writing in a
document that is called an indictment.” Subsequent sections deal with
the form of the indictment.
[67] By this somewhat circuitous route involving the Act, the
Interpretation Act and the Criminal Code, it may be concluded that where
the Act speaks of an indictable offence it is referring to a crime
which, unless otherwise stated in the Act, must be prosecuted upon
indictment. An offence of aggravated assault contrary to s 188(2) of
the Code is an indictable offence.
[68] As I have said, s 101 of the Act provides that an information may
be laid before a Justice charging a person with an indictable offence.
Subject to specific matters later discussed, the procedure for dealing
with a person charged with an indictable offence commences with s 106:
“106. Preliminary examination where written statements not tendered
Subject to section 106A, where a person appears or is brought before a
Justice charged with an indictable offence and a notice has not been
given to that person in accordance with section 105A, the Justice shall,
in the presence or hearing of the defendant, and if the defendant so
desires, in the presence or hearing of his counsel or solicitor, take
the preliminary examination or statement on oath of any persons who
know the facts and circumstances of the case, and the defendant or his
counsel or solicitor may cross-examine those persons.”
[69] Section 105A sets out the procedure to be followed where the
prosecutor proposes to tender written statements to the Court as
evidence in the preliminary examination and s 106A is concerned with the
power to take a plea of guilty without hearing evidence. Subject to
those exceptions, read in isolation s 106 would appear to require that
where a person is brought before a Justice charged with an indictable
offence, the Justice shall conduct a preliminary examination by hearing
the prosecution evidence. It is well established that a Justice who
undertakes a preliminary examination is not exercising a judicial
function. The Justice is exercising an Executive or Ministerial
function. If a Magistrate is performing this function, the Magistrate is
not sitting as a court exercising summary jurisdiction.
[70] At the conclusion of the prosecution evidence or a preliminary
examination, the Justice is required to consider whether the evidence is
sufficient to put the defendant upon trial for any indictable offence:
s 109. If the Justice is of the opinion that the evidence is not so
sufficient, the Justice is directed forthwith to order that the
defendant be discharged on that information.
[71] If the Justice is of the opinion that the evidence is sufficient
to put the defendant upon trial, s 109(3) provides alternatives as to
the next stage of the proceedings. The Justice may proceed with the
preliminary examination in accordance with subsequent provisions found
in Div 1 of Pt V. Those provisions are not relevant for present
purposes.
[72] If the charge is one of a “minor indictable offence”, pursuant to
s 109(3)(a) the Justice may proceed in the manner directed and under the
provisions contained in Div 2 of Pt V. A “minor indictable offence” is
defined in s 4 as an indictable offence which is capable of being, and
is, in the opinion of the Justice, fit to be heard and determined in a
summary way under the provisions of Div 2.
[73] Division 2 of Pt V contains a number of provisions conferring
jurisdiction upon a Magistrate to hear and determine charges of
indictable offences in a summary manner. Section 131A of the Act is in
Div 2 and provides that the court constituted by a Magistrate has
jurisdiction to hear and determine in a summary manner a charge in
respect of a number of offences including an offence against s 188(2) of
the Code. The first critical question is whether it is a condition
precedent to the enlivening of the jurisdiction under s 131A that a
preliminary examination be conducted before the Magistrate determines to
proceed by way of summary hearing. The second is whether the
jurisdiction can be enlivened without the consent of the defendant.
[74] In considering the issue of a preliminary hearing as a condition
precedent it is necessary to consider s 131A in its context and to
address the effect of other sections in Div 2 which confer jurisdiction
to hear and determine in a summary manner charges of indictable offences.
[75] The relevant sections for present purposes are as follows:
“Division 2 – Minor Offences
120. Minor offences
(1) Subject to this Act, the Court constituted by a Magistrate has
jurisdiction to hear and determine in a summary manner a charge in
respect of an offence against section 210, 219, 221, 224, 227 or 229 of
the Criminal Code, or an attempt to commit such an offence, where the
value of the property involved does not exceed $5,000.
(2) The jurisdiction conferred by subsection (1) may be exercised
whether or not the defendant consents to its exercise.
121. [Repealed]
121A. Offences that may be dealt with summarily
(1) Subject to section 122A, where –
(a) a person is charged before the Court with an indictable offence;
(b) the offence is either –
(i) punishable by not more than 10 years imprisonment; or
(ii) against sections 210, 213, 228, 229, 240, 241, 243, 245, 246, 247,
251 or 252 of the Criminal Code and punishable by not more than 14 years
imprisonment;
(c) in the opinion of the Court, the charge is not one that the Court
has jurisdiction, apart from this section, to hear and determine in a
summary manner;
(d) the defendant consents to it being so disposed of;
(e) the prosecutor consents to it being so disposed of; and
(f) the Court is of the opinion that the case can properly be disposed
of summarily,
the Court has jurisdiction to hear and determine the charge in a
summary manner, and pass sentence on the person so charged.
(1AA) The Court may seek from the prosecutor or, if the informant is
appearing in person, from the informant, and the prosecutor or informant
shall give to the Court, an outline of the evidence that will be
presented for the prosecution, for the purpose of enabling the Court to
determine whether to hear and determine the charge in a summary manner.
(1AB) A statement made by the prosecutor or informant under subsection
(1AA) is not admissible in evidence in a subsequent proceeding in
respect of the charge.
(1A) Subject to subsection (1B), a person the subject of a charge
referred to in subsection (1)(a) being dealt with in the manner referred
to in subsection (1) and who, in respect of the charge, is represented
by a legal practitioner, may, at any stage of the proceedings relating
to the hearing of that charge, plead guilty to that charge.
(1B) The Court hearing a charge being dealt with in the manner referred
to in subsection (1) shall not, in respect of that charge, accept a plea
of guilty under and in accordance with subsection (1A) from the person
the subject of that charge unless it is of the opinion that it is
proper to do so.
(2) [Omitted]
(3) In this section "Court" means the Court constituted by a
Magistrate.
122. [Repealed]
122A. Serious or difficult matters not to be dealt with summarily
If it appears to the Court that an offence being dealt with pursuant to
section 120 or 121A, having regard to its seriousness, the intricacy of
the facts or the difficulty of any question of law likely to arise at
the trial or any other relevant circumstances, ought to be tried by the
Supreme Court, the Court may conduct a preliminary examination under
this Part in relation to the offence.
123. [Repealed]
125. Charge to be reduced into writing and defendant required to plead
(1) When a Magistrate proceeds to dispose of any case under section 120
or 121A, the charge shall, in the case of a parol information, be
reduced into writing, and the defendant shall be asked whether he is
guilty or not guilty of the charge.
(2) Thereafter the Magistrate shall be the Court of Summary
Jurisdiction within the meaning of this Act, and, subject to this Act,
the procedure and the powers of the Court shall be the same, and the
provisions of this Act shall apply, as if the charge were a complaint
for a simple offence under this Act.
126. Witnesses for prosecution may be recalled for cross- examination
When the evidence of any witness has been taken before the Justices
constituting the Court, his evidence need not be taken again, but any
such witness shall, if the defendant so requires, be recalled for the
purposes of cross-examination.
131A. Summary jurisdiction in respect of bodily harm and aggravated
assault
(1) The Court constituted by a Magistrate has jurisdiction to hear and
determine in a summary manner a charge in respect of an offence against
section 186, 188(2) or 189A(1) or (2)(a) of the Criminal Code.
(2) The Court shall not hear and determine in a summary manner a charge
referred to in subsection (1) if it is of the opinion that the charge
should be prosecuted on indictment.
[76] The three primary sections for consideration are ss 120, 121A and
131A. They are expressed in different terms.
[77] Subject to s 122A, s 120 is a straightforward conferral of
jurisdiction with respect to identified offences or attempt to commit
those offences where the value of a property involved does not exceed
$5,000. Subsection (2) specifically states that the jurisdiction may be
exercised whether or not the defendant consents to its exercise.
[78] Section 120 has existed in various forms since at least the
Justices Ordinance 1928. In that Ordinance s 120 conferred summary
jurisdiction on a Court of Summary Jurisdiction constituted by a special
Magistrate or by any two or more Justices to hear a number of minor
offences of dishonesty. Section 122 provided that the Court of Summary
Jurisdiction so constituted did not have jurisdiction “to hear and
finally determine any charge” unless the defendant consented.
[79] In 1933 s 122 was repealed and replaced by a new s 122 which
provided that the jurisdiction conferred by s 120 “may be exercised
irrespective of the consent of the accused”. Section 122 as enacted in
1933 also contained a proviso to jurisdiction in terms almost identical
to the current s 122A.
[80] In 1983 various provisions including s 120 were repealed and s 120
was enacted in terms very similar to the current section. In the Second
Reading Speech the Attorney-General, Mr Robertson, made the following
statement:
“A new section 120 is proposed. This new provision sets out those minor
offences for which the Magistrates Court has inherent jurisdiction; that
is, matters shall be heard before a Magistrate or a JP and there will
be no right of trial by jury. Basically, the provision restates the
current provision but takes into account the fact that the offences are
now dealt with in the Code.”
[81] The history of the legislation with respect to s 120 demonstrates
that initially a defendant was not deprived of a right of trial by jury.
Until 1933 the consent of the defendant was required in order for the
summary jurisdiction conferred by s 120 to be enlivened. That situation
changed in 1933 when defendants were deprived of a right of trial by
jury with respect to those offences falling within the terms of s 120.
In those circumstances, it would seem somewhat counterproductive to
require that a Magistrate conduct a preliminary examination before the
jurisdiction to proceed in the summary manner under s 120 is enlivened.
I return to the topic of s 120 later in these reasons in the context of
discussing the impact of s 122A.
[82] Section 121A is subject to s 122A and contains a number of
conditions that must be fulfilled before jurisdiction under s 121A is
enlivened. Those conditions include the requirement that both the
defendant and the prosecutor consent to the disposition of the charge in
a summary manner. In addition the court must be of the opinion that the
case can properly be disposed of summarily.
[83] Significantly, s 121A(1AA) provides that for the purpose of
enabling the court to determine whether to hear and determine the charge
in a summary manner, the court may seek from the prosecutor an outline
of the evidence that will be presented for the prosecution. Subsection
(1AA) would have no work to do if the conduct of a preliminary
examination was a condition precedent to proceeding with a summary
hearing pursuant to s 121A. If a preliminary examination had been
conducted, the court would already be in possession of the prosecution
evidence.
[84] In addition, s 122A is of significance to the operation of both s
120 and s 121A. In substance, s 122A provides that if it appears to the
court that an offence “being dealt with pursuant to section 120 or 121A”
should, by reason of seriousness, intricacy of facts or difficulty of
any question of law “likely to arise at the trial or any other relevant
circumstances”, be tried in the Supreme Court, “the court may conduct a
preliminary examination” in relation to the offence.
[85] Section 122A is concerned with the procedure after a court has
commenced dealing with an indictable offence pursuant to either s 120 or
s 121A. It refers to the court reaching a view that an offence “being
dealt with pursuant to s 120 or s 121A” should be tried in the Supreme
Court (before the 1997 amendment s 122A did not contain the words
“being dealt with …”). In that context, s 122A provides that if the
court reaches such a view, “the court may conduct a preliminary
examination” in relation to the offence. Provision to conduct a
preliminary examination in those circumstances does not sit well with
the view that a court has no jurisdiction to deal with an indictable
pursuant to s 120 or s 121A unless it has first conducted a preliminary
examination to the conclusion of the prosecution evidence. If the
conduct of a preliminary examination was a condition precedent to
enlivening the jurisdiction pursuant to s 120 or s121A, the Legislature
would have provided that if the court, having embarked upon the summary
hearing, determined that the matter should be tried by the Supreme
Court, the court could “continue” with the conduct of the preliminary
examination in accordance with those sections that apply to the
procedure of a preliminary examination after the conclusion of the
prosecution evidence.
[86] The provisions to which I have referred point strongly to an
intention on the part of the Legislature that subject to the conditions
found in ss 120, 121A and 122A, a court constituted by a Magistrate has
jurisdiction to hear and determine in a summary manner a charge in
respect of offences identified in ss 120 and 121A without first
conducting a preliminary examination. Counsel submitted, however, that
this view would be in conflict with decisions of single Judges of this
Court to which I now turn.
[87] In Haymon v Deland (1992) 111 FLR 62, Martin J had occasion to
consider the appropriate procedure to be followed before embarking upon
a summary hearing pursuant to s 121A. In Salmon v Chute (1994) 94 NTR 1,
Kearney J also addressed s 121A in the context of s 106A and the power
of the Court of Summary Jurisdiction to accept a plea of guilty to an
offence falling within the provisions of s 121A. Their Honours were
both of the view that it was necessary to conduct a preliminary
examination before the jurisdiction to proceed pursuant to s 121A was
enlivened. However, their conclusion in that regard was based upon the
wording of s 121A at that time which was significantly different from
the current wording.
[88] At the time of the decisions in Haymon v Deland and Salmon v
Chute, ss 106 and 109 of the Act contained the same provisions for the
conduct of a preliminary examination where a person was brought before a
Justice charged with an indictable offence. In particular, the Justice
was required to consider the same question, namely, whether the
evidence for the prosecution was sufficient to put the defendant upon
trial for any indictable offence. In that context, s 121A included
subpar (c) (which was subsequently repealed):
“(1) Subject to sections 121B and 122A, where
(a) a person is charged before the Court with an indictable offence;
(b) …
(c) the evidence for the prosecution is, in the opinion of the Court,
sufficient to put the defendant on his trial;
…
The Court has jurisdiction to hear and determine the charge in a
summary manner …”.
[89] In the context of ss 106 and 109 and the test to be applied at the
conclusion of the prosecution evidence on preliminary examination, s
121A(c) plainly was intended to require the court to hear the
prosecution evidence on preliminary examination before the jurisdiction
to proceed pursuant to s 121A was enlivened. Significantly, however, s
121A(1) was repealed by the Justices Amendment Act 1997 and replaced by
s 121A(1) in its current terms which do not include subpar (c) of the
repealed subsection. It is apparent that in the 1997 amendment the
Legislature deliberately chose to omit the requirement that before
proceeding pursuant to s 121A the court must reach the opinion that the
evidence for the prosecution is sufficient to put the defendant on
trial. In addition, it was the same 1997 amendment that inserted s
121A(1AA) which enables the court to rely on an outline of the evidence
“that will be presented for the prosecution” for the purpose of
determining whether to hear and determine the charge in a summary
manner.
[90] In my opinion, through the amendments in 1997 the Legislature
evinced an intention to delete the requirement that the conduct of a
preliminary examination be a condition precedent to the enlivening of
the jurisdiction to hear and determine a matter in a summary manner
pursuant to s 121A. A decision to proceed pursuant to s 121A may be made
after the conduct of a preliminary examination to the conclusion of the
prosecution evidence, but such a hearing is not a necessary
prerequisite to jurisdiction.
[91] I turn to s 131A. The initial predecessors to s 131A were ss
131A-131E which were introduced into the Justices Ordinance in 1961.
Section 131B conferred jurisdiction on a “Court of Summary Jurisdiction”
to hear and determine in a summary way a charge in respect of a common
assault, not being a common assault accompanied by circumstances of
aggravation. Section 131C conferred jurisdiction on a Court of Summary
Jurisdiction “constituted by a Stipendiary Magistrate” to hear and
determine in a summary way a charge in respect of “an unlawful assault
accompanied by circumstances of aggravation.” Section 131E identified
circumstances in which the Court of Summary Jurisdiction was not
authorised by the earlier sections to deal summarily with the charge of
assault. Jurisdiction did not exist if the charge involved a question
as to title of land, bankruptcy or the execution of the process of any
Court of Justice nor in circumstances where the court was of the
opinion either that the assault was accompanied by an attempt to commit
a felony or that the charge was “a fit subject for prosecution by
indictment”.
[92] In 1961, therefore, in the context of an Act which specifically
provided for the hearing and determination in a summary manner of
charges involving minor property offences, the Legislature saw fit to
confer jurisdiction on the Court of Summary Jurisdiction to hear and
determine in a summary manner charges of common assault and unlawful
assault accompanied by circumstances of aggravation. The conferral of
the jurisdiction was in the context of an Act that provided for
preliminary examinations, but the conferral was not hedged with a
specific requirement that the court must first be of the opinion that
the evidence was sufficient to put the defendant on trial. Such a
requirement as a condition precedent to jurisdiction was first
introduced in 1976 and only in respect of jurisdiction pursuant to s
121A.
[93] Over the years the jurisdiction of the Court of Summary
Jurisdiction to hear and determine in a summary manner charges involving
indictable offences has steadily increased. It is readily apparent that
the primary purpose of increasing the jurisdiction is to improve the
efficiency of the criminal justice system. In the process of conferring
increased jurisdiction upon the Court of Summary Jurisdiction, a
somewhat piecemeal approach appears to have emerged and at times it is
difficult to reconcile the precise wording of the individual sections
conferring summary jurisdiction in respect of indictable offences. The
jurisdiction conferred by ss 120 and 131A have never been hedged with a
specific requirement that before the court exercises the jurisdiction
it must be satisfied that the evidence is sufficient to put the
defendant on trial. That requirement only existed with respect to the
jurisdiction conferred by s 121A and it was abolished in 1997.
[94] Having regard to the context, history of legislation and the terms
in which jurisdiction is conferred by s 131A, in my opinion, subject to
the issue of consent, the Legislature did not intend that before the
court could exercise that jurisdiction it was required to conduct a
preliminary examination to the conclusion of the prosecution evidence.
The court may conduct such an examination, but it is not required to do
so. In determining whether it is of the opinion that the charge should
be prosecuted on indictment as required by s 131A(2), the court is free
to conduct a preliminary examination to the conclusion of the
prosecution evidence or to rely upon such written and oral material as
is presented to the court for this purpose by the prosecutor or the
defendant. This view achieves the purpose of the legislation and avoids
the time consuming and expensive qualification of requiring that, even
if a defendant consents to jurisdiction, a preliminary examination must
be conducted before proceeding to exercise jurisdiction pursuant to s
131A. Such a view would also be inconsistent with the jurisdiction
conferred by ss 120 and 121A which may be enlivened without first
conducting a preliminary examination.
[95] Finally, the difficult question of a defendant’s consent to the
exercise of summary jurisdiction under s 131A must be addressed. Again,
the history of the legislation and the context in which s 131A appears
in the Act are of significance.
[96] The starting point is found in the provisions of the Code to which
I have referred considered in conjunction with s 348 of the Code. These
provisions confer on a person charged with an indictable offence a right
of trial by jury. It is in that context that both the procedural
provisions and those sections conferring summary jurisdiction in respect
of indictable offences must be viewed.
[97] As I have said, since 1933 the Act has provided that the
jurisdiction conferred by s 120 may be exercised irrespective of the
consent of a defendant to its exercise. In this way, the right of a
defendant to trial by jury has been removed in respect of indictable
offences identified in s 120.
[98] By way of contrast, in respect of indictable offences that fall
within the terms of s 121A, the right of a defendant to insist upon
trial by jury has been maintained. The summary jurisdiction conferred by
s 121A is not enlivened unless a defendant consents to the exercise of
that jurisdiction.
[99] Section 131A is devoid of any assistance in this regard. Bearing
in mind that at the time s 131A was introduced into the Act in 1961
specific provision had already been made that the jurisdiction pursuant
to s 120 could be exercised irrespective of the consent of the
defendant, it might be said with considerable force that if the
Legislature had intended that the jurisdiction conferred by s 131A could
be exercised irrespective of a defendant’s consent, the Legislature
would specifically have said so.
[100] In addition, in the absence of specific legislative direction,
this Court should be slow to infer that the Legislature intended to
deprive a citizen of the right of trial by jury when facing charges of
committing serious crimes. Section 131A is capable of conferring summary
jurisdiction in respect of serious offences which attract significant
sentences of imprisonment. The maximum penalties for the offences of
unlawfully causing bodily harm and aggravated assault upon a police
officer range from two years imprisonment if found guilty summarily to
seven years imprisonment.
[101] In that context and against that legislative background I am not
prepared to infer that the Legislature intended to deprive a defendant
of a right of trial by jury in respect of the serious offences
identified in s 131A in the absence of plain wording to that effect. In
my opinion the jurisdiction conferred by s 131A is enlivened only if a
defendant consents to the exercise of that jurisdiction. Once consent is
given, subject to s 131A(2), the jurisdiction is enlivened. The conduct
of a preliminary examination is not a condition precedent to
jurisdiction. As the Magistrate did not obtain the consent of the
appellant to proceeding in a summary manner, his Worship did not have
jurisdiction to conduct a summary hearing.
Conclusion
[102] For the reasons I have discussed, the Magistrate did not have
jurisdiction to conduct a summary hearing. To the extent that his
Worship purported to conduct a trial, the appellant did not receive a
fair trial. Even if the jurisdiction had been enlivened, and
notwithstanding the strength of the prosecution case, the fundamental
errors to which I have referred resulted in a trial that was not fair
and the conviction must be set aside.
[103] The appeal is allowed and the conviction is set aside. The charge
against the appellant is remitted to the Magistrates Court for “hearing”
before a different Magistrate. Whether that “hearing” is by way of
preliminary examination or summary hearing is a matter to be determined
by the Magistrate.
------------------------------------------